Securitize Capital becomes SEC-registered investment adviser
The registration expands Securitize’s regulated platform for tokenized assets, adding investment advisory services to its institutional offering.
Securitize Capital, a subsidiary of tokenized asset platform Securitize, has registered with the US Securities and Exchange Commission (SEC) as an investment adviser, allowing the company to expand its regulated investment advisory business for institutional clients, Securitize said Monday.
The registration adds investment advisory capabilities to Securitize’s existing regulated businesses, which include an SEC-registered broker-dealer, alternative trading system, transfer agent and fund administration services.
CEO Carlos Domingo said the registration strengthens Securitize’s ability to help institutions develop and manage investment strategies for onchain capital markets. Securitize Capital previously operated as an exempt reporting adviser and is now subject to additional disclosure, compliance, recordkeeping and examination requirements under the Investment Advisers Act.